STEELE CREEK INVESTMENT MANAGEMENT OVERVIEW

Steele Creek Investment Management (“Steele Creek”) is a manager of Collateralized Loan Obligations (“CLOs”) and other broadly syndicated loan products. Steele Creek’s highly experienced leadership team places a strong emphasis on credit fundamentals (underwriting and surveillance), diversified portfolio construction and active portfolio management. The Steele Creek team brings extensive structure knowledge and strong, long-term relationships with investors and banks. Portfolios are actively monitored and managed with a goal of maximizing risk-adjusted returns and balancing the competing interests of debt and equity investors. Steele Creek is based in Charlotte, North Carolina.

MOELIS STEELE CREEK OPPORTUNITY FUND

Moelis Steele Creek Opportunity Fund I LP (“MSCOF”) was formed in early 2014 to invest in warehouse and CLO transactions managed by Steele Creek. MSCOP is a private investment partnership organized in the Cayman Islands. It is managed by the Moelis Steele Creek Opportunity Manager LP, an exempt reporting adviser.

For further information please contact:

Glenn Duffy
Chief Investment Officer
Steele Creek Investment Management
T) 1 704 343 6012
glenn.duffy@steelecreek.com

Matt Stouffer
Head of Portfolio Management
Steele Creek Investment Management
T) 1 704 343 6011
matt.stouffer@steelecreek.com

Chris Ryan
Managing Director
Moelis Steele Creek Opportunity Fund
Moelis Asset Management
T) 1 212 883 3555
chris.ryan@moelisam.com

STEELE CREEK INVESTMENT MANAGEMENT LEADERSHIP TEAM

Glenn Duffy

GLENN DUFFY, CFA
Chief Investment Officer
T) 1 704 343 6012
glenn.duffy@steelecreek.com

Glenn Duffy serves as the Chief Investment Officer of Steele Creek. He has 29 years of experience in banking and investment management and 18 years in CLOs, during which he structured, marketed and managed seven of them. In 2006, Glenn co-founded and managed Columbus Nova, a start up CLO asset management firm, growing it to approximately $2.0 billion of AUM in under two years. Upon the sale of Columbus Nova to a publicly traded asset manager in 2010, he held a variety of leadership positions at the merged company, including Head of funds and Product Management and Trading. Previously, Glenn was a Senior Portfolio Manager and Loan Investment Committee member at Babson Capital Management. Before joining Babson Capital, he was a Group Credit Officer at Société Générale, responsible for rendering decisions on all credit opportunities for the Mid-West Region for both leveraged industrial companies and investment grade multinationals. He started his career at Chemical Bank, where he was a Credit Analyst and later a Relationship Manager in the middle market lending group. Glenn holds a B.S. in Business Administration from DePaul University and a M.B.A. from Adelphi University. He has earned the right to use the Chartered Financial Analyst designation and was also a part-time instructor at Sacred Heart University.

Matt Stouffer

MATT STOUFFER, CFA
Head of Portfolio Management
T) 1 704 343 6011
matt.stouffer@steelecreek.com

Matthew Stouffer is a Managing Director and Head of Portfolio Management & Trading for Steele Creek Investment Management. Prior to Steele Creek, he was a Managing Director with Deerfield Capital Management from 2000 to 2011. At Deerfield, he was a senior member of the Bank Loan Team and Investment Committee including responsibility for managing $3 billion of US CLO’s. Prior to joining Deerfield in October 2000, Mr. Stouffer was a Vice President and Portfolio Manager and an ABS/MBS/CMBS trader at Scudder Kemper Investments. At Scudder Kemper, Mr. Stouffer managed and implemented ABS/MBS/CMBS strategies for Scudder Kemper’s institutional portfolios totaling U.S. $7 billion. Prior to Scudder Kemper, Mr. Stouffer was a Portfolio Manager and Principal at Cedar Hill Associates where he managed over 80 bond portfolios. He received a B.S. from the University of Iowa and an M.S. in Finance from the University of Wisconsin. He has earned the right to use the Chartered Financial Analyst designation and is a member of the Investment Analysts Society of Chicago and the Association for Investment Management and Research.

Steele Creek Investment Management LLC (Steele Creek) is a manager of Collateralized Loan Obligations (“CLOs”) and other broadly syndicated loan products which was acquired by and became part of the asset management group of Moelis Asset Management in 2013. Moelis Asset Management (formerly known as Moelis & Company Holdings LP) was formerly the parent of Moelis & Company LLC, a registered broker dealer. In connection with the initial public offering of the advisory business of the Moelis group, Moelis Asset Management retained ownership of its subsidiary entities at the time. Moelis & Company LLC became an indirect subsidiary of Moelis & Company (NYSE: MC). Moelis Asset Management and Moelis & Company are separate legal entities. Kenneth Moelis remains the ultimate controlling shareholder of both Moelis Asset Management and Moelis and Company. Moelis Asset Management is not registered with the SEC or any regulatory authority.

Steele Creek is registered as an investment adviser with the Securities Exchange Commission under the Investment Advisers Act of 1940, and is affiliated with P & S Credit Management, L.P., a multi-strategy credit manager, Moelis Capital Partners LLC, a private equity firm, and Freeport Financial Partners LLC, a middle market direct lending firm. Moelis Steele Creek Opportunity Manager is registered as an exempt reporting adviser with the Securities Exchange Commission under the Investment Advisers Act of 1940, and is affiliated with P & S Credit Management, L.P., a multi-strategy credit manager, Moelis Capital Partners LLC, a private equity firm, and Freeport Financial Partners LLC, a middle market direct lending firm. The information herein constitutes neither an offer to sell nor a solicitation to invest which will only be made to suitable investors meeting qualification standards in accordance with applicable securities laws and by means of a confidential private placement memorandum. The information contained herein is believed reliable only as of January 2018; however no representations are made as to the accuracy or completeness thereof. We may remove or revise the information provided herein and we are under no obligation to inform you if any of the information changes or becomes inaccurate.